{"id":4190,"date":"2022-11-18T00:00:00","date_gmt":"2022-11-18T00:00:00","guid":{"rendered":"https:\/\/www.californiamortgageassociation.org\/2022\/11\/18\/dfpi-monthly-bulletin-november-2022\/"},"modified":"2022-11-18T00:00:00","modified_gmt":"2022-11-18T00:00:00","slug":"dfpi-monthly-bulletin-november-2022","status":"publish","type":"post","link":"https:\/\/www.californiamortgageassociation.org\/2022\/11\/18\/dfpi-monthly-bulletin-november-2022\/","title":{"rendered":"DFPI Monthly Bulletin &#8211; November 2022"},"content":{"rendered":"\n<h2 class=\"wp-block-heading\">Broker-Dealer\/Investment Adviser Renewals Due Dec. 12<\/h2>\n\n\n\n<p>A reminder that 2023 registration renewal statements and fees for the Broker Dealer\/Investment Adviser (BDIA) program are due by Dec. 12, 2022.<\/p>\n\n\n\n<p>All registered firms may view and print their preliminary renewal statements through E-Bill on FINRA\u2019s WebCRD\/IARD system.&nbsp;The DFPI will be sending out courtesy renewal reminder on Nov. 21.&nbsp;Annual renewal fees are due for broker-dealers, investment advisers and exempt reporting advisers.<\/p>\n\n\n\n<p><a href=\"https:\/\/dfpi.ca.gov\/2022\/11\/18\/november-2022-monthly-bulletin\/\" target=\"_blank\" rel=\"noreferrer noopener\">Click here to read more&#8230;<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Broker-Dealer\/Investment Adviser Renewals Due Dec. 12 A reminder that 2023 registration renewal statements and fees for the Broker Dealer\/Investment Adviser (BDIA) program are due by Dec. 12, 2022. All registered [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_et_pb_use_builder":"","_et_pb_old_content":"","_et_gb_content_width":"","_price":"","_stock":"","_tribe_ticket_header":"","_tribe_default_ticket_provider":"","_tribe_ticket_capacity":"0","_ticket_start_date":"","_ticket_end_date":"","_tribe_ticket_show_description":"","_tribe_ticket_show_not_going":false,"_tribe_ticket_use_global_stock":"","_tribe_ticket_global_stock_level":"","_global_stock_mode":"","_global_stock_cap":"","_tribe_rsvp_for_event":"","_tribe_ticket_going_count":"","_tribe_ticket_not_going_count":"","_tribe_tickets_list":"[]","_tribe_ticket_has_attendee_info_fields":false,"footnotes":""},"categories":[12],"tags":[],"_links":{"self":[{"href":"https:\/\/www.californiamortgageassociation.org\/wp-json\/wp\/v2\/posts\/4190"}],"collection":[{"href":"https:\/\/www.californiamortgageassociation.org\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.californiamortgageassociation.org\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.californiamortgageassociation.org\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.californiamortgageassociation.org\/wp-json\/wp\/v2\/comments?post=4190"}],"version-history":[{"count":0,"href":"https:\/\/www.californiamortgageassociation.org\/wp-json\/wp\/v2\/posts\/4190\/revisions"}],"wp:attachment":[{"href":"https:\/\/www.californiamortgageassociation.org\/wp-json\/wp\/v2\/media?parent=4190"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.californiamortgageassociation.org\/wp-json\/wp\/v2\/categories?post=4190"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.californiamortgageassociation.org\/wp-json\/wp\/v2\/tags?post=4190"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}